BCN - ITG BACEN

Comply with BACEN/CADOC documents from the Central Bank

ITG BACEN: Simplifying Compliance with Central Bank Regulations

The Central Bank establishes strict regulatory instructions that require financial institutions to report information in a standardized format. In response to these requirements, ITG developed the ITG BACEN module, an essential tool to help companies in the sector comply with the regulator’s requests.

Key Features:

BACEN Document Generation: The ITG BACEN module is designed to generate essential BACEN reports, including 4010/4016 | 4060/4066 | 4500 | 4111 | 4076 | 9010/9011.

Submission Control: All submissions are carefully managed through defined reporting periods, ensuring compliance with Central Bank deadlines.

Data Input: The module allows data extraction from the accounting system or manual data entry via Excel spreadsheets, offering flexibility in the process.

Processing Logs: Generate files and processing logs that detail file versions and information, providing comprehensive control over the transmission process.

Guaranteed updates

We have a dedicated and highly qualified team that monitors Central Bank updates on a daily basis. This ensures that our module is always up to date and compliant with any changes to reporting requirements. 
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About BACEN documents 4010/4016 | 4060/4066 | 4500 | 4111 | 4076 | 9010/9011

BACEN 4010/4016

Documents 4010 and 4016 are intended for the submission of accounting information related to the Trial Balance and Analytical Balance Sheet, respectively, as defined in COSIF – the Accounting Standard for Institutions Regulated by the Central Bank of Brazil.

Document 4010 has a monthly frequency. Document 4016 has a semiannual frequency, expected for June and December.

BACEN 4060/4066

Documents 4060 and 4066 are intended for the submission of prudential conglomerate information, as defined under CMN Resolution 4,950/2021 and BCB Resolution 168/2021.

They must be submitted by the lead institution of the prudential conglomerate, which can be identified in the “Conglomerates” module of Unicad.

Both documents share the same layout:

  • 4060 corresponds to the Monthly Trial Balance, required for all monthly reference dates
  • 4066 corresponds to the Semiannual Balance Sheet, required for June and December reference dates

BACEN 4500 – Monthly Banking Statistics (ESTBAN)

Commercial banks, multiple banks with a commercial portfolio, and the Brazilian Federal Savings Bank (Caixa Econômica Federal) must submit the institution’s banking statistics, including each of its branches, to the Central Bank of Brazil.

This report is submitted on a monthly basis.

BACEN 4011

Defines the procedure for daily reporting to the Central Bank, including accounting balances of assets and liabilities and the financial volume of payment transactions carried out on a given day.

All institutions classified in segments S1 to S4, as well as electronic money issuers, must submit this document according to the layout published by the Central Bank.

The main objective of this regulation is to reduce the likelihood of insolvency events in the insurance sector, protecting policyholders, the insurance market, and the financial system as a whole.

BACEN 4076

This file must be generated and submitted semiannually (June and December reference dates) by the lead institution of the prudential conglomerate.

BACEN 9010/9011

These are individual and/or consolidated financial statements under corporate law or CVM regulation, submitted on a semiannual and annual basis.

The files must be submitted in June and December.

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